Search Results for: Garnetted stock
with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization; and pursuant to section (b)( ) of the exchange act respondent be, and hereby is barred from participating in any offering of a penny stock
, including: acting as a promoter, finder, consultant, agent or other person who engages in activities with a broker, dealer or issuer for purposes of the issuance or trading in any penny stock, or inducing or attempting to induce the purchase or sale of any penny stock. any reapplication for association...
https://www.sec.gov/litigation/admin/2020/34-88388.pdf